Professionalism
Comply with all laws and regulations as required and applicable, refraining from actions that bring dishonor to you or your profession.
Integrity
Provide professional services with integrity, honor, fairness, and dignity and maintain client trust and confidence.
* The Designations are conferred by, and are registered Trademarks of, the College For Financial Planning.
Phoenix Financial in Hingham
The Firm:
Does NOT push products.
Has ZERO Quotas.
Has ONE allegiance, to our Clients.
Employs Macro-Economic Conditions to help guide us.
Conducts research using, in part, proprietary models.
Phoenix has held the distinguished AWMA* & AAMS* designations,
conferred by The College For Financial Planning.
Has held 5 industry-licenses' to include:
FINRA Series-24
FINRA Series-7
FINRA Series-63
FINRA Series-65
FINRA Series-6
Confidentiality
Keep client information confidential, disclosing only when authorized or compelled by law.
THE COLLEGE’S STANDARDS OF PROFESSIONAL CONDUCT
Founded in 1972, the College is the country’s most established provider of financial planning education and has over 120,000 graduates from its Master’s and non-degree programs.
Phoenix continues to strive for academic excellence & is held to stringent Continuing Education standards by its academic providers.
Objectivity
Maintain objectivity and impartiality with respect to services rendered and advice given.
The College has been one of Financial Planning Magazine’s10 Top Financial Schools each year of publication.
The Standards of Professional Conduct establish minimum standards of acceptable professional conduct for persons authorized to use the College’s designations. Violations are subject to disciplinary procedures.
Phoenix Financial in Hingham
Phoenix Financial financial Education
Phoenix Financial Portfolio Management Financial Education Services Wealth Management Services
Competency
Maintain an adequate level of knowledge and skill and effectively apply that knowledge while recognizing its limitations.
Above are trademarks of Fidelity Investments, State Street Corp. and Wells Fargo Corp., of which Phoenix has no affiliation.
FINANCIAL INDUSTRY DESIGNATIONS :
MORE ABOUT PHOENIX :
FIRM BIOGRAPHICAL INFORMATION
Formerly an independent RIA (Registered Investment Advisor) with the Commonwealth of Massachusetts, the firm now focuses on providing:
- Global macro-economic research analytics.
- Financial Literacy Education.
- Trading Education.
Is a recipient of the AWMA designation (Accredited Wealth Management Advisor) via the College for Financial Planning, one of only approximately 1,250 recipients nationwide.
Although having worked with the above organizations has provided me fantastic learning experiences, greatly expanded my overall knowledge, and bolstered my credibility, I've always felt that far too many people place much too much emphasis on companies, products and/or trends.
Fidelity Investments (8 yrs.)
State Street Global Markets (9 yrs.)
Wells Fargo Advisors (5 yrs.)
EXPERIENCE :
Over 28 years in the financial Services industry:
Is a recipient of the AAMS designation (Accredited Asset Management Specialist) via the College for Financial Planning, one of only approximately 9,600 recipients nationwide.